Risk && Regulation 360

Regulatory Mastery: Tailoring Financial Advisory to Elevate Your Risk Management and Compliance

Finds the perfect Financial Regulation Advisory in T3. We deliver successful projects tailored to any methodology or industry, with a special focus on your risk and regulatory needs. Our seasoned consultants blend project management acumen with in-depth market insights. 

Need help with your Risk & Regulatory Needs? We offer tailored services in:
  • Risk Management:
    • Risk Framework
    • Risk Models & Measurements
    • Improving Regulatory Relationship
    • Risk Tools & Technology
    • Model Risk & Independent Model Validation
    • Senior Managers & Certification Regime
    • Listing Requirements Risk Management & Governance
    • Effective Policies & Oversight for Supervisory Units
  • AI Regulation:
    • Global AI Regulation
    • EU AI Act
    • UK AI Regulation
    • AI Risk Management
  • Operational Resilience:
    • DORA
    • UK Operational Resilience
    • TPRM
    • Crisis Management
    • Business Continuity
  • Emerging & Specific Regulations:
    • Basel 3.1
    • Anti Money Laundering
    • GDPR
    • EMIR
    • BCBS 239

As a management consultancy, we understand that every organization is unique. That’s why we customize our approach to fit your size, complexity, and culture. 

Contact T3


ESG Reporting &

ESG Solutions

ESG Emerging Regulations
& Standards


The financial services industry in the UK is subject to a complex and ever-changing regulatory landscape. Financial institutions of all sizes must navigate a labyrinth of rules and requirements designed to protect consumers, ensure financial stability, and mitigate risk. This can be a daunting task, even for the most experienced in-house teams.

This is where Risk and Compliance Consulting comes in. By partnering with a specialist Risk and Compliance Consulting firm, financial institutions can gain the expertise and guidance they need to effectively manage risk, ensure regulatory compliance, and achieve their business goals.

What is Risk and Compliance Consulting?

Risk and Compliance Consulting is a specialized professional service that helps financial institutions identify, assess, and mitigate risks, and develop and implement compliance programs that meet all relevant regulatory requirements.

A comprehensive Risk and Compliance Consulting program typically includes the following services:

  • Regulatory Risk Assessment: Identifying the key regulatory requirements that apply to your institution’s specific business activities and risk profile.
  • Gap Analysis: Assessing the effectiveness of your existing risk management and compliance programs in meeting those requirements.
  • Compliance Program Development and Implementation: Developing and implementing a tailored compliance program that includes policies, procedures, training, and ongoing monitoring.
  • Risk Management Framework Development: Developing a risk management framework that helps you to identify, assess, and prioritize risks across your organization.
  • Regulatory Reporting and Change Management: Assisting you with regulatory reporting requirements and keeping your compliance program up-to-date with changes in the regulatory landscape.
Benefits of Risk and Compliance Consulting

There are many benefits to partnering with a Risk and Compliance Consulting firm, including:

  • Reduced Risk of Regulatory Scrutiny and Enforcement Action: By ensuring that your compliance program is effective, you can reduce the risk of regulatory scrutiny and enforcement action, which can be costly and reputationally damaging.
  • Improved Risk Management: A strong risk management framework can help you to identify and mitigate risks before they can cause problems.
  • Enhanced Efficiency and Cost Savings: A well-designed compliance program can help you to streamline your compliance processes and save money.
  • Peace of Mind: Knowing that your compliance program is effective can give you peace of mind and allow you to focus on growing your business.
Why Choose T3 Consultants for Your Risk and Compliance Needs?

T3 Consultants is a leading Risk and Compliance Consulting firm with a proven track record of helping financial institutions of all sizes achieve their risk management and compliance objectives. Our team of experienced consultants has a deep understanding of the UK financial regulatory landscape and the challenges faced by financial institutions.

We offer a comprehensive suite of Risk and Compliance Consulting services, including:

  • Regulatory Compliance Consulting: We can help you to comply with all relevant UK financial regulations, including the Senior Managers and Certification Regime (SM&CR), Solvency II, the Markets in Financial Instruments Directive (MiFID II), and the General Data Protection Regulation (GDPR).
  • Risk Management Consulting: We can help you to develop and implement a risk management framework that is tailored to your specific business needs.
  • Operational Resilience Consulting: We can help you to develop and implement an operational resilience framework that meets the requirements of the forthcoming DORA (The Directive on Operational Resilience) regulations.
  • AI Regulation Consulting: We have a team of experts who can help you to comply with the evolving regulatory landscape for Artificial Intelligence (AI) in the UK and the EU.
  • Financial Crime Compliance Consulting: We can help you to develop and implement a compliance program that effectively mitigates the risk of financial crime.
    We are committed to providing our clients with the highest quality service and work closely with them to develop solutions that meet their specific needs.
Contact T3 Consultants Today

If you are looking for a Risk and Compliance Consulting firm that can help you to navigate the complex UK financial regulatory landscape, contact T3 Consultants today. We can help you to achieve your risk management and compliance objectives and give you the peace of mind to focus on growing your business.