Risk ManagementManagement Consulting for Financial Services
Risk-Reward in action: Expert Risk Management Consulting by T3
Financial institutions face a dynamic risk landscape. Our expert risk management services help you navigate these complexities, safeguarding your assets, reputation, and long-term success. We provide tailored solutions for assessing risks, mitigating losses, and optimizing your risk-return profile to achieve your strategic objectives.
On-Call Advisory
- Advice and guidance on regulation, risk and compliance areas from experienced subject matter experts.
Process Improvements
- Process review; challenge and assessment versus regulatory requirements and guidance.
- Enhancement of processes across key risk and compliance areas.
- Framework, policy, and procedure development and review.
Project Management
- Provision of managers and other resources to lead or support regulatory and compliance-related projects, including remediation activities.
Quality Assurance Reviews
- Monitoring, assessment and challenge of regulatory, risk and compliance activities, reporting and regulatory submissions: self-assessments including IMM, IMA and IRB model waivers
Regulatory Gap Analyses
- Assessment of practices, processes and documentation with regulations, including European Supervisory Authority guidelines and technical standards: Basel 3.1, FRTB, IRBB and others.
Regulatory Inspection Support
- Pre-inspection support including mock interviews and tailored training programmes.
- Onsite inspection project management support and advisory.
Secondments
- Provision of experienced staff for short and long term secondments to risk and compliance functions.
Skilled Persons Reports
- Execution of skilled person reports as required by regulatory authorities in relation to risk diagnosis, prevention or remediation.
Training Activities
- Provision of comprehensive individual, team, function or firm-wide training across a broad spectrum of regulation and compliance areas including AML, Financial Crime, ICAAP & ILAAP, Consumer Protection, MIFID and Recovery & Resolution Planning.
