Risk ManagementManagement Consulting for Financial Services

Risk-Reward in action: Expert Risk Management Consulting by T3

Financial institutions face a dynamic risk landscape. Our expert risk management services help you navigate these complexities, safeguarding your assets, reputation, and long-term success. We provide tailored solutions for assessing risks, mitigating losses, and optimizing your risk-return profile to achieve your strategic objectives.

On-Call Advisory

  • Advice and guidance on regulation, risk and compliance areas from experienced subject matter experts.

Process Improvements

  • Process review; challenge and assessment versus regulatory requirements and guidance.
  • Enhancement of processes across key risk and compliance areas.
  • Framework, policy, and procedure development and review.

Project Management

  • Provision of managers and other resources to lead or support regulatory and compliance-related projects, including remediation activities.

Quality Assurance Reviews

  • Monitoring, assessment and challenge of regulatory, risk and compliance activities, reporting and regulatory submissions: self-assessments including IMM, IMA and IRB model waivers

Regulatory Gap Analyses

  • Assessment of practices, processes and documentation with regulations, including European Supervisory Authority guidelines and technical standards: Basel 3.1, FRTB, IRBB and others. 

Regulatory Inspection Support

  • Pre-inspection support including mock interviews and tailored training programmes.
  • Onsite inspection project management support and advisory.


  • Provision of experienced staff for short and long term secondments to risk and compliance functions.

Skilled Persons Reports

  • Execution of skilled person reports as required by regulatory authorities in relation to risk diagnosis, prevention or remediation.

Training Activities

  • Provision of comprehensive individual, team, function or firm-wide training across a broad spectrum of regulation and compliance areas including AML, Financial Crime, ICAAP & ILAAP, Consumer Protection, MIFID and Recovery & Resolution Planning. 

Improving regulatory relationship

Risk Framework

Risk Models &

Risk Tools &

Model Risk &
Independent Model Validation

Senior Managers and
Certification Regime

Listing Requirements Risk
Management and Governance

Effective Policies &
Oversight For Supervisory Units