Risk ManagementManagement Consulting for Financial Services

Today’s working world presents many challenges for financial institutions due to a complex and fast-evolving risk environment. Expert risk management consulting services are essential in helping these institutions manage their risk, protect their assets, safeguard their reputation, and secure their future in the long term. T3 provides tailored solutions to identify, address and balance risks, absorb potential losses, meet the risk-return challenge towards strategic objectives creating a better working world.

T3 offers a suite of services to help clients enhance their risk management and compliance frameworks, including:

• On-Call Advisory: Expert guidance and advice on regulatory, risk and compliance, delivered by seasoned subject matter experts providing invaluable help.
• Process Improvements: Comprehensive process review, challenge and assessment of processes against regulatory expectations and industry best practice to support the achievement of better finance compliance. Process enhancements across key risk and compliance areas.
• Framework, Policy and Procedure Development and Review: Development and review of comprehensive risk management frameworks, policies and procedures.
• Project Management: Supply of experienced management and resource to lead or support regulatory and compliance related projects, including remediation activities with a focus on achieving better support.
• Quality Assurance Reviews: Comprehensive monitoring, assessment and challenge of activities, reporting and regulatory submissions on regulatory, risk and compliance matters including self-assessments such as IMM, IMA, and IRB model waivers.
• Regulatory Gap Analyses: Detailed assessment on practices, processes and documentation against the insight of recent regulatory technical standards and European Supervisory Authority guidelines including Basel 3.1, FRTB and IRBB.
• Regulatory Inspection Support: Comprehensive pre-inspection help inclusive of mock interviews and bespoke training, alongside on-site inspection project management support and advice services.
• Secondments: Provision of skilled resource for both short and long term secondments into risk and compliance functions.
• Skilled Persons Reports: Delivery of reports on regulatory requirements for risk identification, prevention, or rectification required by regulatory authorities as necessary.
• Training Activities: Comprehensive programmes designed for individuals, teams, functions, or firm-wide deployment over a diverse array of regulatory and compliance arenas for example, AML, Financial Crime, ICAAP & ILAAP, Consumer Protection, MIFID and Recovery & Resolution Planning.