Emerging Risks in Private Finance: Insights from IOSCO Report
Listen to this article In today’s ever-evolving financial landscape, private finance has emerged as a crucial player, driving economic growth and providing alternative fundin
Bank of England Survey: Market Expectations & Macroeconomic
Listen to this article Establishing the Topic: In today’s rapidly changing world, it is crucial for policymakers and market participants to have a deep understanding of marke
Understanding the Regulatory Gateway for Financial Promotions: Key Concepts, Exemptions, and Implications
Listen to this article Introduction: In the ever-evolving landscape of financial services, regulatory frameworks play a crucial role in maintaining stability and protecting consume
Ensuring Access to Cash: UK Government Implements Fee-Free Withdrawal Services
Listen to this article In today’s fast-paced, digital world, cashless transactions have become increasingly prevalent. However, it is important to remember that not everyone
Assessment of Value (AoV) Review: Implications for AFMs and Investors in the Financial Industry
Listen to this article On the 10th of August of 2023, the FCA shared its latest review of the assessment processes used by Authorised Fund Managers (AFMs) to evaluate the value of
Model Risk Paper
Listen to this article Starting with the Financial Conduct Authority (FCA). The FCA has put forth proposals to strengthen protections for mortgage and credit borrowers. Strengtheni
June Bulletin
Listen to this article PRA Developments PRA has added a clarification on the business lines and trade structures in scope of the ICAAP expectations, and how to assess the materiali
DORA Tools
Listen to this article The Digital Operational Resilience Act (DORA) is a proposed regulation by the European Union aiming to ensure that all entities operating in the financial se
DORA Regulation: Enhancing Data Privacy and Protection
Listen to this article We understand the importance of staying ahead in the ever-evolving landscape of digital regulations and compliance. One such regulation that has garnered sig
Basel 3.1 Regulation Explained in 10 Points: A Comprehensive Overview
Listen to this article In today’s rapidly changing financial landscape, it is crucial for banking institutions to stay informed about the latest regulatory frameworks and com
